July 12, 2021


Webinar


8 CPE

Webinar (CA): Limited-Scope Audits of 401(k) Plans

July 12, 2021
Webinar
8 CPE

Webinar (CA): Limited-Scope Audits of 401(k) Plans

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    Instructor

    Howard
    Sibelman

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Learning Objectives

• Identify the requirements CPAs should follow when performing an audit of a 401(k) plan.

• Recognize the authoritative literature applicable to performing an audit of a 401(k) plan.

• Become familiar with the contents of the authoritative literature.

• Identify the trends in the profession and recognize the imminent changes to the professional landscape of performing audits of 401(k) plans.

Major Topics

• Requirements to meet when the client selects the ‘limited-scope’ audit option

• Testing participant data

• AICPA Audit and Accounting Guide ‘Employee Benefit Plans’

• AICPA SAS 136 Forming An Opinion and Reporting on Financial Statements of Employee Benefit Plans Subject to ERISA

CPE Credits Available

8 CPE
8
Auditing

Things to Know About This Course

Course Level

  • Basic

Prerequisites

None

Advanced Preparation

This webinar is produced by CalCPA. You will receive your login link/instructions and Certificate of Attendance directly from this third-party vendor. It is important that you review your COCPA confirmation for details on receiving your login instructions and COA from said vendor.

Intended Audience

CPAs that perform limited-scope audits of 401(k) plans.

Provider

California CPA Education Foundation

This event has ended.